valkey-cluster-tutorial - Man Page

Valkey Cluster provides a way to run a Valkey installation where data is automatically sharded across multiple Valkey nodes. Valkey Cluster also provides some degree of availability during partitions—in practical terms, the ability to continue operations when some nodes fail or are unable to communicate. However, the cluster will become unavailable in the event of larger failures (for example, when the majority of masters are unavailable).

So, with Valkey Cluster, you get the ability to:

• Automatically split your dataset among multiple nodes.
• Continue operations when a subset of the nodes are experiencing failures or are unable to communicate with the rest of the cluster.

Every Valkey Cluster node requires two open TCP connections: a Valkey TCP port used to serve clients, e.g., 6379, and second port known as the cluster bus port. By default, the cluster bus port is set by adding 10000 to the data port (e.g., 16379); however, you can override this in the cluster-port configuration.

Cluster bus is a node-to-node communication channel that uses a binary protocol, which is more suited to exchanging information between nodes due to little bandwidth and processing time. Nodes use the cluster bus for failure detection, configuration updates, failover authorization, and so forth. Clients should never try to communicate with the cluster bus port, but rather use the Valkey command port. However, make sure you open both ports in your firewall, otherwise Valkey cluster nodes won’t be able to communicate.

For a Valkey Cluster to work properly you need, for each node:

1. The client communication port (usually 6379) used to communicate with clients and be open to all the clients that need to reach the cluster, plus all the other cluster nodes that use the client port for key migrations.
2. The cluster bus port must be reachable from all the other cluster nodes.

If you don’t open both TCP ports, your cluster will not work as expected.

Currently, Valkey Cluster does not support NATted environments and in general environments where IP addresses or TCP ports are remapped.

Docker uses a technique called port mapping: programs running inside Docker containers may be exposed with a different port compared to the one the program believes to be using. This is useful for running multiple containers using the same ports, at the same time, in the same server.

To make Docker compatible with Valkey Cluster, you need to use Docker’s host networking mode. Please see the --net=host option in the Docker documentation\c  for more information.

Valkey Cluster does not use consistent hashing, but a different form of sharding where every key is conceptually part of what we call a hash slot.

There are 16384 hash slots in Valkey Cluster, and to compute the hash slot for a given key, we simply take the CRC16 of the key modulo 16384.

Every node in a Valkey Cluster is responsible for a subset of the hash slots, so, for example, you may have a cluster with 3 nodes, where:

• Node A contains hash slots from 0 to 5500.
• Node B contains hash slots from 5501 to 11000.
• Node C contains hash slots from 11001 to 16383.

This makes it easy to add and remove cluster nodes. For example, if I want to add a new node D, I need to move some hash slots from nodes A, B, C to D. Similarly, if I want to remove node A from the cluster, I can just move the hash slots served by A to B and C. Once node A is empty, I can remove it from the cluster completely.

Moving hash slots from a node to another does not require stopping any operations; therefore, adding and removing nodes, or changing the percentage of hash slots held by a node, requires no downtime.

Valkey Cluster supports multiple key operations as long as all of the keys involved in a single command execution (or whole transaction, or Lua script execution) belong to the same hash slot. The user can force multiple keys to be part of the same hash slot by using a feature called hash tags.

Hash tags are documented in the Valkey Cluster specification, but the gist is that if there is a substring between {} brackets in a key, only what is inside the string is hashed. For example, the keys user:{123}:profile and user:{123}:account are guaranteed to be in the same hash slot because they share the same hash tag. As a result, you can operate on these two keys in the same multi-key operation.

To remain available when a subset of master nodes are failing or are not able to communicate with the majority of nodes, Valkey Cluster uses a master-replica model where every hash slot has from 1 (the master itself) to N replicas (N-1 additional replica nodes).

In our example cluster with nodes A, B, C, if node B fails the cluster is not able to continue, since we no longer have a way to serve hash slots in the range 5501-11000.

However, when the cluster is created (or at a later time), we add a replica node to every master, so that the final cluster is composed of A, B, C that are master nodes, and A1, B1, C1 that are replica nodes. This way, the system can continue if node B fails.

Node B1 replicates B, and B fails, the cluster will promote node B1 as the new master and will continue to operate correctly.

However, note that if nodes B and B1 fail at the same time, Valkey Cluster will not be able to continue to operate.

Valkey Cluster does not guarantee strong consistency. In practical terms this means that under certain conditions it is possible that Valkey Cluster will lose writes that were acknowledged by the system to the client.

The first reason why Valkey Cluster can lose writes is because it uses asynchronous replication. This means that during writes the following happens:

• Your client writes to the master B.
• The master B replies OK to your client.
• The master B propagates the write to its replicas B1, B2 and B3.

As you can see, B does not wait for an acknowledgement from B1, B2, B3 before replying to the client, since this would be a prohibitive latency penalty for Valkey, so if your client writes something, B acknowledges the write, but crashes before being able to send the write to its replicas, one of the replicas (that did not receive the write) can be promoted to master, losing the write forever.

This is very similar to what happens with most databases that are configured to flush data to disk every second, so it is a scenario you are already able to reason about because of past experiences with traditional database systems not involving distributed systems. Similarly you can improve consistency by forcing the database to flush data to disk before replying to the client, but this usually results in prohibitively low performance. That would be the equivalent of synchronous replication in the case of Valkey Cluster.

Basically, there is a trade-off to be made between performance and consistency.

Valkey Cluster has support for synchronous writes when absolutely needed, implemented via the WAIT command. This makes losing writes a lot less likely. However, note that Valkey Cluster does not implement strong consistency even when synchronous replication is used: it is always possible, under more complex failure scenarios, that a replica that was not able to receive the write will be elected as master.

There is another notable scenario where Valkey Cluster will lose writes, that happens during a network partition where a client is isolated with a minority of instances including at least a master.

Take as an example our 6 nodes cluster composed of A, B, C, A1, B1, C1, with 3 masters and 3 replicas. There is also a client, that we will call Z1.

After a partition occurs, it is possible that in one side of the partition we have A, C, A1, B1, C1, and in the other side we have B and Z1.

Z1 is still able to write to B, which will accept its writes. If the partition heals in a very short time, the cluster will continue normally. However, if the partition lasts enough time for B1 to be promoted to master on the majority side of the partition, the writes that Z1 has sent to B in the meantime will be lost.

Note: There is a maximum window to the amount of writes Z1 will be able to send to B: if enough time has elapsed for the majority side of the partition to elect a replica as master, every master node in the minority side will have stopped accepting writes.

This amount of time is a very important configuration directive of Valkey Cluster, and is called the node timeout.

After node timeout has elapsed, a master node is considered to be failing, and can be replaced by one of its replicas. Similarly, after node timeout has elapsed without a master node to be able to sense the majority of the other master nodes, it enters an error state and stops accepting writes.

We are about to create an example cluster deployment. Before we continue, let’s introduce the configuration parameters that Valkey Cluster introduces in the valkey.conf file.

• cluster-enabled <yes/no>: If yes, enables Valkey Cluster support in a specific Valkey instance. Otherwise the instance starts as a standalone instance as usual.
• cluster-config-file <filename>: Note that despite the name of this option, this is not a user editable configuration file, but the file where a Valkey Cluster node automatically persists the cluster configuration (the state, basically) every time there is a change, in order to be able to re-read it at startup. The file lists things like the other nodes in the cluster, their state, persistent variables, and so forth. Often this file is rewritten and flushed on disk as a result of some message reception.
• cluster-node-timeout <milliseconds>: The maximum amount of time a Valkey Cluster node can be unavailable, without it being considered as failing. If a master node is not reachable for more than the specified amount of time, it will be failed over by its replicas. This parameter controls other important things in Valkey Cluster. Notably, every node that can’t reach the majority of master nodes for the specified amount of time, will stop accepting queries.
• cluster-slave-validity-factor <factor>: If set to zero, a replica will always consider itself valid, and will therefore always try to failover a master, regardless of the amount of time the link between the master and the replica remained disconnected. If the value is positive, a maximum disconnection time is calculated as the node timeout value multiplied by the factor provided with this option, and if the node is a replica, it will not try to start a failover if the master link was disconnected for more than the specified amount of time. For example, if the node timeout is set to 5 seconds and the validity factor is set to 10, a replica disconnected from the master for more than 50 seconds will not try to failover its master. Note that any value different than zero may result in Valkey Cluster being unavailable after a master failure if there is no replica that is able to failover it. In that case the cluster will return to being available only when the original master rejoins the cluster.
• cluster-migration-barrier <count>: Minimum number of replicas a master will remain connected with, for another replica to migrate to a master which is no longer covered by any replica. See the appropriate section about replica migration in this tutorial for more information.
• cluster-require-full-coverage <yes/no>: If this is set to yes, as it is by default, the cluster stops accepting writes if some percentage of the key space is not covered by any node. If the option is set to no, the cluster will still serve queries even if only requests about a subset of keys can be processed.
• cluster-allow-reads-when-down <yes/no>: If this is set to no, as it is by default, a node in a Valkey Cluster will stop serving all traffic when the cluster is marked as failed, either when a node can’t reach a quorum of masters or when full coverage is not met. This prevents reading potentially inconsistent data from a node that is unaware of changes in the cluster. This option can be set to yes to allow reads from a node during the fail state, which is useful for applications that want to prioritize read availability but still want to prevent inconsistent writes. It can also be used for when using Valkey Cluster with only one or two shards, as it allows the nodes to continue serving writes when a master fails but automatic failover is impossible.

To create and use a Valkey Cluster, follow these steps:

• Create a Valkey Cluster
• Interact with the cluster
• Write an example app with redis-rb-cluster
• Reshard the cluster
• A more interesting example application
• Test the failover
• Manual failover
• Add a new node
• Remove a node
• Replica migration
• Upgrade nodes in a Valkey Cluster
• Migrate to Valkey Cluster

But, first, familiarize yourself with the requirements for creating a cluster.

To create a cluster, the first thing you need is to have a few empty Valkey instances running in cluster mode.

At minimum, set the following directives in the valkey.conf file:

port 7000
cluster-enabled yes
cluster-config-file nodes.conf
cluster-node-timeout 5000
appendonly yes

To enable cluster mode, set the cluster-enabled directive to yes. Every instance also contains the path of a file where the configuration for this node is stored, which by default is nodes.conf. This file is never touched by humans; it is simply generated at startup by the Valkey Cluster instances, and updated every time it is needed.

Note that the minimal cluster that works as expected must contain at least three master nodes. For deployment, we strongly recommend a six-node cluster, with three masters and three replicas.

You can test this locally by creating the following directories named after the port number of the instance you’ll run inside any given directory.

For example:

mkdir cluster-test
cd cluster-test
mkdir 7000 7001 7002 7003 7004 7005

Create a valkey.conf file inside each of the directories, from 7000 to 7005. As a template for your configuration file just use the small example above, but make sure to replace the port number 7000 with the right port number according to the directory name.

You can start each instance as follows, each running in a separate terminal tab:

cd 7000
valkey-server ./valkey.conf

You’ll see from the logs that every node assigns itself a new ID:

[82462] 26 Nov 11:56:55.329 * No cluster configuration found, I'm 97a3a64667477371c4479320d683e4c8db5858b1

This ID will be used forever by this specific instance in order for the instance to have a unique name in the context of the cluster. Every node remembers every other node using this IDs, and not by IP or port. IP addresses and ports may change, but the unique node identifier will never change for all the life of the node. We call this identifier simply Node ID.

Now that we have a number of instances running, you need to create your cluster by writing some meaningful configuration to the nodes.

You can configure and execute individual instances manually or use the create-cluster script. Let’s go over how you do it manually.

To create the cluster, run:

valkey-cli --cluster create 127.0.0.1:7000 127.0.0.1:7001 \
127.0.0.1:7002 127.0.0.1:7003 127.0.0.1:7004 127.0.0.1:7005 \
--cluster-replicas 1

The command used here is create, since we want to create a new cluster. The option --cluster-replicas 1 means that we want a replica for every master created.

The other arguments are the list of addresses of the instances I want to use to create the new cluster.

valkey-cli will propose a configuration. Accept the proposed configuration by typing yes. The cluster will be configured and joined, which means that instances will be bootstrapped into talking with each other. Finally, if everything has gone well, you’ll see a message like this:

[OK] All 16384 slots covered

This means that there is at least one master instance serving each of the 16384 available slots.

If you don’t want to create a Valkey Cluster by configuring and executing individual instances manually as explained above, there is a much simpler system (but you’ll not learn the same amount of operational details).

Find the utils/create-cluster directory in the Valkey distribution. There is a script called create-cluster inside (same name as the directory it is contained into), it’s a simple bash script. In order to start a 6 nodes cluster with 3 masters and 3 replicas just type the following commands:

1. create-cluster start
2. create-cluster create

Reply to yes in step 2 when the valkey-cli utility wants you to accept the cluster layout.

You can now interact with the cluster, the first node will start at port 30001 by default. When you are done, stop the cluster with:

3.

create-cluster stop

Please read the README inside this directory for more information on how to run the script.

To connect to Valkey Cluster, you’ll need a cluster-aware Valkey client. See the documentation for your client of choice\c  to determine its cluster support.

You can also test your Valkey Cluster using the valkey-cli command line utility:

$ valkey-cli -c -p 7000
127.0.0.1:7000> set foo bar
-> Redirected to slot [12182] located at 127.0.0.1:7002
OK
127.0.0.1:7002> set hello world
-> Redirected to slot [866] located at 127.0.0.1:7000
OK
127.0.0.1:7000> get foo
-> Redirected to slot [12182] located at 127.0.0.1:7002
"bar"
127.0.0.1:7002> get hello
-> Redirected to slot [866] located at 127.0.0.1:7000
"world"

Note: If you created the cluster using the script, your nodes may listen on different ports, starting from 30001 by default.

The valkey-cli cluster support is very basic, so it always uses the fact that Valkey Cluster nodes are able to redirect a client to the right node. A serious client is able to do better than that, and cache the map between hash slots and nodes addresses, to directly use the right connection to the right node. The map is refreshed only when something changed in the cluster configuration, for example after a failover or after the system administrator changed the cluster layout by adding or removing nodes.

Before going forward showing how to operate the Valkey Cluster, doing things like a failover, or a resharding, we need to create some example application or at least to be able to understand the semantics of a simple Valkey Cluster client interaction.

In this way we can run an example and at the same time try to make nodes failing, or start a resharding, to see how Valkey Cluster behaves under real world conditions. It is not very helpful to see what happens while nobody is writing to the cluster.

This section explains some basic usage of redis-rb-cluster\c  showing two examples. The first is the following, and is the example.rb\c  file inside the redis-rb-cluster distribution:

require './cluster'

if ARGV.length != 2
    startup_nodes = [
        {:host => "127.0.0.1", :port => 7000},
        {:host => "127.0.0.1", :port => 7001}
    ]
else
    startup_nodes = [
        {:host => ARGV[0], :port => ARGV[1].to_i}
    ]
end

rc = RedisCluster.new(startup_nodes,32,:timeout => 0.1)

last = false

while not last
    begin
        last = rc.get("__last__")
        last = 0 if !last
    rescue => e
        puts "error #{e.to_s}"
        sleep 1
    end
end

((last.to_i+1)..1000000000).each{|x|
    begin
        rc.set("foo#{x}",x)
        puts rc.get("foo#{x}")
        rc.set("__last__",x)
    rescue => e
        puts "error #{e.to_s}"
    end
    sleep 0.1
}

The application does a very simple thing, it sets keys in the form foo<number> to number, one after the other. So if you run the program the result is the following stream of commands:

• SET foo0 0
• SET foo1 1
• SET foo2 2
• And so forth...

The program looks more complex than it should usually as it is designed to show errors on the screen instead of exiting with an exception, so every operation performed with the cluster is wrapped by begin rescue blocks.

The line 14 is the first interesting line in the program. It creates the Valkey Cluster object, using as argument a list of startup nodes, the maximum number of connections this object is allowed to take against different nodes, and finally the timeout after a given operation is considered to be failed.

The startup nodes don’t need to be all the nodes of the cluster. The important thing is that at least one node is reachable. Also note that redis-rb-cluster updates this list of startup nodes as soon as it is able to connect with the first node. You should expect such a behavior with any other serious client.

Now that we have the Valkey Cluster object instance stored in the rc variable, we are ready to use the object like if it was a normal Valkey object instance.

This is exactly what happens in line 18 to 26: when we restart the example we don’t want to start again with foo0, so we store the counter inside Valkey itself. The code above is designed to read this counter, or if the counter does not exist, to assign it the value of zero.

However note how it is a while loop, as we want to try again and again even if the cluster is down and is returning errors. Normal applications don’t need to be so careful.

Lines between 28 and 37 start the main loop where the keys are set or an error is displayed.

Note the sleep call at the end of the loop. In your tests you can remove the sleep if you want to write to the cluster as fast as possible (relatively to the fact that this is a busy loop without real parallelism of course, so you’ll get the usually 10k ops/second in the best of the conditions).

Normally writes are slowed down in order for the example application to be easier to follow by humans.

Starting the application produces the following output:

ruby ./example.rb
1
2
3
4
5
6
7
8
9
^C (I stopped the program here)

This is not a very interesting program and we’ll use a better one in a moment but we can already see what happens during a resharding when the program is running.

Now we are ready to try a cluster resharding. To do this, please keep the example.rb program running, so that you can see if there is some impact on the program running. Also, you may want to comment the sleep call to have some more serious write load during resharding.

Resharding basically means to move hash slots from a set of nodes to another set of nodes. Like cluster creation, it is accomplished using the valkey-cli utility.

To start a resharding, just type:

valkey-cli --cluster reshard 127.0.0.1:7000

You only need to specify a single node, valkey-cli will find the other nodes automatically.

Currently valkey-cli is only able to reshard with the administrator support, you can’t just say move 5% of slots from this node to the other one (but this is pretty trivial to implement). So it starts with questions. The first is how much of a resharding do you want to do:

How many slots do you want to move (from 1 to 16384)?

We can try to reshard 1000 hash slots, that should already contain a non trivial amount of keys if the example is still running without the sleep call.

Then valkey-cli needs to know what is the target of the resharding, that is, the node that will receive the hash slots. I’ll use the first master node, that is, 127.0.0.1:7000, but I need to specify the Node ID of the instance. This was already printed in a list by valkey-cli, but I can always find the ID of a node with the following command if I need:

$ valkey-cli -p 7000 cluster nodes | grep myself
97a3a64667477371c4479320d683e4c8db5858b1 :0 myself,master - 0 0 0 connected 0-5460

Ok so my target node is 97a3a64667477371c4479320d683e4c8db5858b1.

Now you’ll get asked from what nodes you want to take those keys. I’ll just type all in order to take a bit of hash slots from all the other master nodes.

After the final confirmation you’ll see a message for every slot that valkey-cli is going to move from a node to another, and a dot will be printed for every actual key moved from one side to the other.

While the resharding is in progress you should be able to see your example program running unaffected. You can stop and restart it multiple times during the resharding if you want.

At the end of the resharding, you can test the health of the cluster with the following command:

valkey-cli --cluster check 127.0.0.1:7000

All the slots will be covered as usual, but this time the master at 127.0.0.1:7000 will have more hash slots, something around 6461.

Resharding can be performed automatically without the need to manually enter the parameters in an interactive way. This is possible using a command line like the following:

valkey-cli --cluster reshard <host>:<port> --cluster-from <node-id> --cluster-to <node-id> --cluster-slots <number of slots> --cluster-yes

This allows to build some automatism if you are likely to reshard often, however currently there is no way for valkey-cli to automatically rebalance the cluster checking the distribution of keys across the cluster nodes and intelligently moving slots as needed. This feature will be added in the future.

The --cluster-yes option instructs the cluster manager to automatically answer “yes” to the command’s prompts, allowing it to run in a non-interactive mode. Note that this option can also be activated by setting the REDISCLI_CLUSTER_YES environment variable.

The example application we wrote early is not very good. It writes to the cluster in a simple way without even checking if what was written is the right thing.

From our point of view the cluster receiving the writes could just always write the key foo to 42 to every operation, and we would not notice at all.

So in the redis-rb-cluster repository, there is a more interesting application that is called consistency-test.rb. It uses a set of counters, by default 1000, and sends INCR commands in order to increment the counters.

However instead of just writing, the application does two additional things:

• When a counter is updated using INCR, the application remembers the write.
• It also reads a random counter before every write, and check if the value is what we expected it to be, comparing it with the value it has in memory.

What this means is that this application is a simple consistency checker, and is able to tell you if the cluster lost some write, or if it accepted a write that we did not receive acknowledgment for. In the first case we’ll see a counter having a value that is smaller than the one we remember, while in the second case the value will be greater.

Running the consistency-test application produces a line of output every second:

$ ruby consistency-test.rb
925 R (0 err) | 925 W (0 err) |
5030 R (0 err) | 5030 W (0 err) |
9261 R (0 err) | 9261 W (0 err) |
13517 R (0 err) | 13517 W (0 err) |
17780 R (0 err) | 17780 W (0 err) |
22025 R (0 err) | 22025 W (0 err) |
25818 R (0 err) | 25818 W (0 err) |

The line shows the number of Reads and Writes performed, and the number of errors (query not accepted because of errors since the system was not available).

If some inconsistency is found, new lines are added to the output. This is what happens, for example, if I reset a counter manually while the program is running:

$ valkey-cli -h 127.0.0.1 -p 7000 set key_217 0
OK

(in the other tab I see...)

94774 R (0 err) | 94774 W (0 err) |
98821 R (0 err) | 98821 W (0 err) |
102886 R (0 err) | 102886 W (0 err) | 114 lost |
107046 R (0 err) | 107046 W (0 err) | 114 lost |

When I set the counter to 0 the real value was 114, so the program reports 114 lost writes (INCR commands that are not remembered by the cluster).

This program is much more interesting as a test case, so we’ll use it to test the Valkey Cluster failover.

To trigger the failover, the simplest thing we can do (that is also the semantically simplest failure that can occur in a distributed system) is to crash a single process, in our case a single master.

Note: During this test, you should take a tab open with the consistency test application running.

We can identify a master and crash it with the following command:

$ valkey-cli -p 7000 cluster nodes | grep master
3e3a6cb0d9a9a87168e266b0a0b24026c0aae3f0 127.0.0.1:7001 master - 0 1385482984082 0 connected 5960-10921
2938205e12de373867bf38f1ca29d31d0ddb3e46 127.0.0.1:7002 master - 0 1385482983582 0 connected 11423-16383
97a3a64667477371c4479320d683e4c8db5858b1 :0 myself,master - 0 0 0 connected 0-5959 10922-11422

Ok, so 7000, 7001, and 7002 are masters. Let’s crash node 7002 with the DEBUG SEGFAULT command:

$ valkey-cli -p 7002 debug segfault
Error: Server closed the connection

Now we can look at the output of the consistency test to see what it reported.

18849 R (0 err) | 18849 W (0 err) |
23151 R (0 err) | 23151 W (0 err) |
27302 R (0 err) | 27302 W (0 err) |

... many error warnings here ...

29659 R (578 err) | 29660 W (577 err) |
33749 R (578 err) | 33750 W (577 err) |
37918 R (578 err) | 37919 W (577 err) |
42077 R (578 err) | 42078 W (577 err) |

As you can see during the failover the system was not able to accept 578 reads and 577 writes, however no inconsistency was created in the database. This may sound unexpected as in the first part of this tutorial we stated that Valkey Cluster can lose writes during the failover because it uses asynchronous replication. What we did not say is that this is not very likely to happen because Valkey sends the reply to the client, and the commands to replicate to the replicas, about at the same time, so there is a very small window to lose data. However the fact that it is hard to trigger does not mean that it is impossible, so this does not change the consistency guarantees provided by Valkey cluster.

We can now check what is the cluster setup after the failover (note that in the meantime I restarted the crashed instance so that it rejoins the cluster as a replica):

$ valkey-cli -p 7000 cluster nodes
3fc783611028b1707fd65345e763befb36454d73 127.0.0.1:7004 slave 3e3a6cb0d9a9a87168e266b0a0b24026c0aae3f0 0 1385503418521 0 connected
a211e242fc6b22a9427fed61285e85892fa04e08 127.0.0.1:7003 slave 97a3a64667477371c4479320d683e4c8db5858b1 0 1385503419023 0 connected
97a3a64667477371c4479320d683e4c8db5858b1 :0 myself,master - 0 0 0 connected 0-5959 10922-11422
3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e 127.0.0.1:7005 master - 0 1385503419023 3 connected 11423-16383
3e3a6cb0d9a9a87168e266b0a0b24026c0aae3f0 127.0.0.1:7001 master - 0 1385503417005 0 connected 5960-10921
2938205e12de373867bf38f1ca29d31d0ddb3e46 127.0.0.1:7002 slave 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e 0 1385503418016 3 connected

Now the masters are running on ports 7000, 7001 and 7005. What was previously a master, that is the Valkey instance running on port 7002, is now a replica of 7005.

The output of the CLUSTER NODES command may look intimidating, but it is actually pretty simple, and is composed of the following tokens:

• Node ID
• ip:port
• flags: master, replica, myself, fail, ...
• if it is a replica, the Node ID of the master
• Time of the last pending PING still waiting for a reply.
• Time of the last PONG received.
• Configuration epoch for this node (see the Cluster specification).
• Status of the link to this node.
• Slots served...

Sometimes it is useful to force a failover without actually causing any problem on a master. For example, to upgrade the Valkey process of one of the master nodes it is a good idea to failover it to turn it into a replica with minimal impact on availability.

Manual failovers are supported by Valkey Cluster using the CLUSTER FAILOVER command, that must be executed in one of the replicas of the master you want to failover.

Manual failovers are special and are safer compared to failovers resulting from actual master failures. They occur in a way that avoids data loss in the process, by switching clients from the original master to the new master only when the system is sure that the new master processed all the replication stream from the old one.

This is what you see in the replica log when you perform a manual failover:

# Manual failover user request accepted.
# Received replication offset for paused master manual failover: 347540
# All master replication stream processed, manual failover can start.
# Start of election delayed for 0 milliseconds (rank #0, offset 347540).
# Starting a failover election for epoch 7545.
# Failover election won: I'm the new master.

Basically clients connected to the master we are failing over are stopped. At the same time the master sends its replication offset to the replica, that waits to reach the offset on its side. When the replication offset is reached, the failover starts, and the old master is informed about the configuration switch. When the clients are unblocked on the old master, they are redirected to the new master.

Note: To promote a replica to master, it must first be known as a replica by a majority of the masters in the cluster. Otherwise, it cannot win the failover election. If the replica has just been added to the cluster (see Add a new node as a replica), you may need to wait a while before sending the CLUSTER FAILOVER command, to make sure the masters in cluster are aware of the new replica.

Adding a new node is basically the process of adding an empty node and then moving some data into it, in case it is a new master, or telling it to setup as a replica of a known node, in case it is a replica.

We’ll show both, starting with the addition of a new master instance.

In both cases the first step to perform is adding an empty node.

This is as simple as to start a new node in port 7006 (we already used from 7000 to 7005 for our existing 6 nodes) with the same configuration used for the other nodes, except for the port number, so what you should do in order to conform with the setup we used for the previous nodes:

• Create a new tab in your terminal application.
• Enter the cluster-test directory.
• Create a directory named 7006.
• Create a valkey.conf file inside, similar to the one used for the other nodes but using 7006 as port number.
• Finally start the server with ../valkey-server ./valkey.conf

At this point the server should be running.

Now we can use valkey-cli as usual in order to add the node to the existing cluster.

valkey-cli --cluster add-node 127.0.0.1:7006 127.0.0.1:7000

As you can see I used the add-node command specifying the address of the new node as first argument, and the address of a random existing node in the cluster as second argument.

In practical terms valkey-cli here did very little to help us, it just sent a CLUSTER MEET message to the node, something that is also possible to accomplish manually. However valkey-cli also checks the state of the cluster before to operate, so it is a good idea to perform cluster operations always via valkey-cli even when you know how the internals work.

Now we can connect to the new node to see if it really joined the cluster:

valkey 127.0.0.1:7006> cluster nodes
3e3a6cb0d9a9a87168e266b0a0b24026c0aae3f0 127.0.0.1:7001 master - 0 1385543178575 0 connected 5960-10921
3fc783611028b1707fd65345e763befb36454d73 127.0.0.1:7004 slave 3e3a6cb0d9a9a87168e266b0a0b24026c0aae3f0 0 1385543179583 0 connected
f093c80dde814da99c5cf72a7dd01590792b783b :0 myself,master - 0 0 0 connected
2938205e12de373867bf38f1ca29d31d0ddb3e46 127.0.0.1:7002 slave 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e 0 1385543178072 3 connected
a211e242fc6b22a9427fed61285e85892fa04e08 127.0.0.1:7003 slave 97a3a64667477371c4479320d683e4c8db5858b1 0 1385543178575 0 connected
97a3a64667477371c4479320d683e4c8db5858b1 127.0.0.1:7000 master - 0 1385543179080 0 connected 0-5959 10922-11422
3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e 127.0.0.1:7005 master - 0 1385543177568 3 connected 11423-16383

Note that since this node is already connected to the cluster it is already able to redirect client queries correctly and is generally speaking part of the cluster. However it has two peculiarities compared to the other masters:

• It holds no data as it has no assigned hash slots.
• Because it is a master without assigned slots, it does not participate in the election process when a replica wants to become a master.

Now it is possible to assign hash slots to this node using the resharding feature of valkey-cli. It is basically useless to show this as we already did in a previous section, there is no difference, it is just a resharding having as a target the empty node.

Adding a new replica can be performed in two ways. The obvious one is to use valkey-cli again, but with the –cluster-slave option, like this:

valkey-cli --cluster add-node 127.0.0.1:7006 127.0.0.1:7000 --cluster-slave

Note that the command line here is exactly like the one we used to add a new master, so we are not specifying to which master we want to add the replica. In this case, what happens is that valkey-cli will add the new node as replica of a random master among the masters with fewer replicas.

However you can specify exactly what master you want to target with your new replica with the following command line:

valkey-cli --cluster add-node 127.0.0.1:7006 127.0.0.1:7000 --cluster-slave --cluster-master-id 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e

This way we assign the new replica to a specific master.

A more manual way to add a replica to a specific master is to add the new node as an empty master, and then turn it into a replica using the CLUSTER REPLICATE command. This also works if the node was added as a replica but you want to move it as a replica of a different master.

For example in order to add a replica for the node 127.0.0.1:7005 that is currently serving hash slots in the range 11423-16383, that has a Node ID 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e, all I need to do is to connect with the new node (already added as empty master) and send the command:

valkey 127.0.0.1:7006> cluster replicate 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e

That’s it. Now we have a new replica for this set of hash slots, and all the other nodes in the cluster already know (after a few seconds needed to update their config). We can verify with the following command:

$ valkey-cli -p 7000 cluster nodes | grep slave | grep 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e
f093c80dde814da99c5cf72a7dd01590792b783b 127.0.0.1:7006 slave 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e 0 1385543617702 3 connected
2938205e12de373867bf38f1ca29d31d0ddb3e46 127.0.0.1:7002 slave 3c3a0c74aae0b56170ccb03a76b60cfe7dc1912e 0 1385543617198 3 connected

The node 3c3a0c... now has two replicas, running on ports 7002 (the existing one) and 7006 (the new one).

To remove a replica node just use the del-node command of valkey-cli:

valkey-cli --cluster del-node 127.0.0.1:7000 `<node-id>`

The first argument is just a random node in the cluster, the second argument is the ID of the node you want to remove.

You can remove a master node in the same way as well, however in order to remove a master node it must be empty. If the master is not empty you need to reshard data away from it to all the other master nodes before.

An alternative to remove a master node is to perform a manual failover of it over one of its replicas and remove the node after it turned into a replica of the new master. Obviously this does not help when you want to reduce the actual number of masters in your cluster, in that case, a resharding is needed.

There is a special scenario where you want to remove a failed node. You should not use the del-node command because it tries to connect to all nodes and you will encounter a “connection refused” error. Instead, you can use the call command:

valkey-cli --cluster call 127.0.0.1:7000 cluster forget `<node-id>`

This command will execute CLUSTER FORGET command on every node.

In Valkey Cluster, you can reconfigure a replica to replicate with a different master at any time just using this command:

CLUSTER REPLICATE <master-node-id>

However there is a special scenario where you want replicas to move from one master to another one automatically, without the help of the system administrator. The automatic reconfiguration of replicas is called replicas migration and is able to improve the reliability of a Valkey Cluster.

Note: You can read the details of replicas migration in the valkey-cluster-spec(7) Valkey Cluster Specification, here we’ll only provide some information about the general idea and what you should do in order to benefit from it.

The reason why you may want to let your cluster replicas to move from one master to another under certain condition, is that usually the Valkey Cluster is as resistant to failures as the number of replicas attached to a given master.

For example a cluster where every master has a single replica can’t continue operations if the master and its replica fail at the same time, simply because there is no other instance to have a copy of the hash slots the master was serving. However while net-splits are likely to isolate a number of nodes at the same time, many other kind of failures, like hardware or software failures local to a single node, are a very notable class of failures that are unlikely to happen at the same time, so it is possible that in your cluster where every master has a replica, the replica is killed at 4am, and the master is killed at 6am. This still will result in a cluster that can no longer operate.

To improve reliability of the system we have the option to add additional replicas to every master, but this is expensive. Replica migration allows to add more replicas to just a few masters. So you have 10 masters with 1 replica each, for a total of 20 instances. However you add, for example, 3 instances more as replicas of some of your masters, so certain masters will have more than a single replica.

With replicas migration what happens is that if a master is left without replicas, a replica from a master that has multiple replicas will migrate to the orphaned master. So after your replica goes down at 4am as in the example we made above, another replica will take its place, and when the master will fail as well at 5am, there is still a replica that can be elected so that the cluster can continue to operate.

So what you should know about replicas migration in short?

• The cluster will try to migrate a replica from the master that has the greatest number of replicas in a given moment.
• To benefit from replica migration you have just to add a few more replicas to a single master in your cluster, it does not matter what master.
• There is a configuration parameter that controls the replica migration feature that is called cluster-migration-barrier: you can read more about it in the example valkey.conf file provided with Valkey Cluster.

Upgrading replica nodes is easy since you just need to stop the node and restart it with an updated version of Valkey. If there are clients scaling reads using replica nodes, they should be able to reconnect to a different replica if a given one is not available.

Upgrading masters is a bit more complex, and the suggested procedure is:

1. Use CLUSTER FAILOVER to trigger a manual failover of the master to one of its replicas. (See the Manual failover in this topic.)
2. Wait for the master to turn into a replica.
3. Finally upgrade the node as you do for replicas.
4. If you want the master to be the node you just upgraded, trigger a new manual failover in order to turn back the upgraded node into a master.

Following this procedure you should upgrade one node after the other until all the nodes are upgraded.

Users willing to migrate to Valkey Cluster may have just a single master, or may already using a preexisting sharding setup, where keys are split among N nodes, using some in-house algorithm or a sharding algorithm implemented by their client library or Valkey proxy.

In both cases it is possible to migrate to Valkey Cluster easily, however what is the most important detail is if multiple-keys operations are used by the application, and how. There are three different cases:

1. Multiple keys operations, or transactions, or Lua scripts involving multiple keys, are not used. Keys are accessed independently (even if accessed via transactions or Lua scripts grouping multiple commands, about the same key, together).
2. Multiple keys operations, or transactions, or Lua scripts involving multiple keys are used but only with keys having the same hash tag, which means that the keys used together all have a {...} sub-string that happens to be identical. For example the following multiple keys operation is defined in the context of the same hash tag: SUNION {user:1000}.foo {user:1000}.bar.
3. Multiple keys operations, or transactions, or Lua scripts involving multiple keys are used with key names not having an explicit, or the same, hash tag.

The third case is not handled by Valkey Cluster: the application requires to be modified in order to not use multi keys operations or only use them in the context of the same hash tag.

Case 1 and 2 are covered, so we’ll focus on those two cases, that are handled in the same way, so no distinction will be made in the documentation.

Assuming you have your preexisting data set split into N masters, where N=1 if you have no preexisting sharding, the following steps are needed in order to migrate your data set to Valkey Cluster:

1. Stop your clients. No automatic live-migration to Valkey Cluster is currently possible. You may be able to do it orchestrating a live migration in the context of your application / environment.
2. Generate an append only file for all of your N masters using the BGREWRITEAOF command, and waiting for the AOF file to be completely generated.
3. Save your AOF files from aof-1 to aof-N somewhere. At this point you can stop your old instances if you wish (this is useful since in non-virtualized deployments you often need to reuse the same computers).
4. Create a Valkey Cluster composed of N masters and zero replicas. You’ll add replicas later. Make sure all your nodes are using the append only file for persistence.
5. Stop all the cluster nodes, substitute their append only file with your pre-existing append only files, aof-1 for the first node, aof-2 for the second node, up to aof-N.
6. Restart your Valkey Cluster nodes with the new AOF files. They’ll complain that there are keys that should not be there according to their configuration.
7. Use valkey-cli --cluster fix command in order to fix the cluster so that keys will be migrated according to the hash slots each node is authoritative or not.
8. Use valkey-cli --cluster check at the end to make sure your cluster is ok.
9. Restart your clients modified to use a Valkey Cluster aware client library.

There is an alternative way to import data from external instances to a Valkey Cluster, which is to use the valkey-cli --cluster import command.

The command moves all the keys of a running instance (deleting the keys from the source instance) to the specified pre-existing Valkey Cluster.

Note: If not for backward compatibility, the Valkey project no longer uses the word slave. Unfortunately in this command the word slave is part of the protocol, so we’ll be able to remove such occurrences only when this API will be naturally deprecated.

• valkey-cluster-spec(7) Valkey Cluster specification
• Docker documentation\c